Regulatory Compliance

Looking for a partner who understands compliance?

CSI is a trusted advisor in the regtech industry, providing regulatory compliance software and services to thousands of customers worldwide. Our solutions help keep your business compliant with today’s top federal regulations, including OFAC, USA PATRIOT Act, FinCEN, Gramm-Leach-Bliley Act, BSA AML and many more.

FFIEC Compliance

The Federal Financial Institutions Examination Council (FFIEC) is a five-member agency responsible for establishing consistent guidelines and uniform practices and principles for financial institutions. FFIEC guidelines provide financial institutions with expectations for compliance.

The member agencies include the Board of Governors of the Federal Reserve System (FRB), the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Office of the Comptroller of the Currency (OCC) and the Office of Thrift Supervision (OTS).

FFIEC IT Examination Handbook Compliance

In 2004, the FFIEC updated its information technology examination manual to account for the increasing pace of changes and advancements in technology occurring at financial institutions and technology service providers. The result is the FFIEC IT Examination Handbook, a compilation of eleven booklets that can be updated individually as needed.

Financial institutions must pay close attention to all 11 areas to maintain compliance with FFIEC guidelines. These 11 booklets include:

  1. Business Continuity Planning
  2. Development and Acquisition
  3. Electronic Banking
  4. Information Security
  5. IT Audit
  6. IT Management
  7. Operations
  8. Outsourcing Technology Services
  9. Retail Payment Systems
  10. Supervision of Technology Service Providers
  11. Wholesale Payment Systems

What are FFIEC Compliance Guidelines?

At CSI, we understand the rapidly changing technology landscape poses new challenges to customers like you. That’s why we work to create advanced products and services utilizing the most current technology to help you meet those challenges.

Designed to meet the FFIEC regulations, CSI offers these FFIEC compliance solutions:

For what we’re paying CSI—we couldn’t hire someone for that price. This partnership has literally saved us hundreds of thousands of dollars through the years, and even if we hired more staff, we wouldn’t be able to have the 24×7 monitoring unless we paid someone to work overnight.

Miriam Neal
South Western Federal, Vice President of Information Systems

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Are you looking for the edge to outperform the competition? CSI is a full-service technology and compliance partner.

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